標題：安瑞-KY 公告本公司董事會決議買回庫藏股
日期：2019-08-11
股票代號：3664
發言時間：2019-08-11 22:07:23
說明：
1.董事會決議日期:108/08/09
2.買回股份目的:轉讓股份予員工
3.買回股份種類:普通股
4.買回股份總金額上限(元):217,160,000
5.預定買回之期間:108/08/12~108/10/11
6.預定買回之數量(股):1,200,000
7.買回區間價格(元):6.98~16.13，公司股價低於區間價格下限，將繼續買回
8.買回方式:自集中交易市場買回
9.預定買回股份占公司已發行股份總數之比率(%):2.35
10.申報時已持有本公司股份之累積股數(股):1,308,000
11.申報前三年內買回公司股份之情形:
(1)實際買回股份期間：108/05/23 ~ 108/07/18 、預定買回股數(股)：2500000 、實際已
買回股數(股)：1308000 、執行情形(實際已買回股數占預定買回股數%)：52.00
12.已申報買回但未執行完畢之情形:
本公司第2次申請買回自103年10月27日至103年12月23日,預定買回股數3,175,000股,實際
買回股數1,260,000股,申報買回股份未執行完畢的原因,為維護整體股東權益及考量資金有
效運用，致本次未執行完畢。
本公司第5次申請買回自108年5月23日至108年7月18日,預定買回股數2,500,000股,實際買
回股數1,308,000股,申報買回股份未執行完畢的原因,為考量資金有效運用，致本次未執行
完畢。
13.董事會決議買回股份之會議紀錄:
Resolutions:
(1)In order to motivate employees and enhance employees’ retention, it is
proposed that subject to the requirements of applicable laws of the Cayman
Islands the Company buys back the Company’s shares as treasury shares based
on below criteria in accordance with Taiwan “Securities and Exchange Act”
and Financial Supervisory Commission “Regulations Governing Share Repurchase
by Exchange-Listed and OTC-Listed Companies” and relevant securities rules
and regulations and the amended and restated Memorandum and Articles of
Association of the Company:
(a)Purpose of the repurchase: the buyback is for transferring shares to the
employees.
(b)Types of shares to be repurchase: Common Shares.
(c)Planned period for the repurchase, and number of shares to be repurchased:
- plan to buy up to 1,200,000 shares or 2.35% of total outstanding shares
within two months period from August 12, 2019 to October 11, 2019 Taiwan time,
the shares so purchased will be transferred to the employees.
(d)Price range of the shares to be repurchased: ranges between NT$6.98-16.13
per share or below if the market price falls below the range.
(e)Method for the repurchase: Buy back the Company’s shares from over-the-
counter automated trade matching system at Taipei Exchange market.
(2)Pursuant to article 10 of “Regulations Governing Share Repurchase by
Exchange-Listed and OTC-Listed Companies”, the Company repurchasing its own
shares for the purpose of transferring them to its employees shall first adopt
Rules for Transfer of Shares, the Rules for Transfer 2nd 2019 Treasury Stock
is attached as hereto as Annex 6.
(3)Pursuant to article 2 of “Regulations Governing Share Repurchase by
Exchange-Listed and OTC-Listed Companies”, the Company repurchasing its own
shares shall file a declaration that the financial status of the Company was
considered at a meeting of the Board of Directors and that the capital would
be maintained without being affected by the repurchase, the Declaration is
attached as hereto as Annex 7.
(4)Pursuant to Article 41 of the amended and restated Memorandum and Articles
of Association of the Company and article 28-2 of “Securities and Exchange
Act”, the Company’s affiliated enterprises, or the Directors, managerial
officers and the shareholders holding more than ten percent of the total
shares of the Company, or their spouse, minor children, or any other persons
who hold the Shares for the benefits of the Directors, officers, their spouses
or minor children, shall not sell or otherwise transfer their Shares during
the buyback period. And, the resolution referred to buy-back and the
implementation shall be reported in the most recent shareholders meeting.
RESOLVED, that the proposed buyback shares, the Rules for Transfer 2nd 2019
Treasury Stock and the Declaration hereby were approved and adopted and each
of the CEO, CFO, IR Director and the litigious and non-litigious agent in
Taiwan of the Company be authorized to do and perform any and all acts, and to
execute, sign, endorse and deliver on behalf of the Company any and all
documents required in connection with the share buyback pursuant to the
Applicable Listing Rules, and the processes in accordance with relevant
securities rules and regulations and the amended and restated Memorandum and
Articles of Association of the Company, the Chairman also be authorized to
determine the employees of the Company or any of its Subordinate Companies who
are eligible for subscription of the Treasury Shares and the relevant terms of
such subscription pursuant to the Rules for Transfer 2nd 2019 Treasury Stock.
The resolution to buy-back and the implementation shall be reported in the
most recent shareholders meeting.
(Translation for MOPS’s announcement)
案由四：本公司擬買回本公司已發行之股份，謹提請審議。
說明：
(1)本公司為激勵員工及提升員工向心力，於不違反開曼群島應適用法律的情形下，擬依證
券交易法及金融監督管理委員會發布之「上市上櫃公司買回本公司股份辦法」暨本公司章
程等相關規定，買回本公司已發行股份，內容如下：
(a)買回股份之目的：買回之部分股份擬轉讓股份予員工。
(b)買回股份之種類：普通股。
(c)預定買回之期間與數量：
- 為轉讓股份予員工買回股份的期間為台灣時間2019年8月12日起至2019年10月11日止；預
計買回1,200,000股，佔本公司已發行股份之2.35%。
(d)買回之區間價格：新台幣6.98元至16.13元，股價若跌破買回之區間價格下限時，仍可
繼續買回股份。
(e)買回之方式：自櫃檯買賣市場買回。
(2)依「上市上櫃公司買回本公司股份辦法」第十條規定，買回股份轉讓予員工者，應事先
訂定轉讓辦法，本公司2019年第二次庫藏股轉讓辦法如附件六。
(3)依「上市上櫃公司買回本公司股份辦法」第二條規定，公司申請買回股份應檢附“董事
會已考慮公司財務狀況，不影響公司資本維持之聲明書”，本公司擬具之聲明書如附件
七。
(4)依本公司章程第四十一條及證券交易法第二十八之二條之規定，公司於有價證券集中交
易市場或證券商營業處所買回其股份者，本公司之關係企業或董事、經理人、持有公司股
份超過股份總額百分之十之股東，及其配偶、未成年子女、或其他為前述之人之利益持有
本公司股份之人，不得在公司買回庫藏股期間出售或轉讓其股份；且公司應於最近一次股
東會報告本次董事會決議買回庫藏股及其執行情形。
決議：經主席徵詢全體出席董事無異議通過。
14.「上市上櫃公司買回本公司股份辦法」第十條規定之轉讓辦法:
Array Inc.
安瑞科技股份有限公司
Rules for Transfer 2nd 2019 Treasury Stock
2019年第二次庫藏股轉讓辦法
Article 1 Objective
Subject to the requirements of applicable laws of the Cayman Islands, and
pursuant to subparagraph 1 of paragraph 1 of Article 28-2 of Securities and
Exchange Act, Regulations Governing Share Repurchase by Exchange-Listed and
OTC-Listed Companies by Financial Supervisory Commission and other related
statutes, regulations and orders, the Company has established this Rules (the
“Rule”) for transfer shares to motivate employees and enhance employees’
retention cohesions, and to keep technical and professional talents needed by
the Company. Unless relevant laws and regulations or the Company’s Articles
of Association provide otherwise, the “Treasury Shares” being transferred to
employees (the “Employee”) shall be conducted in accordance with the Rules.
The Employees set forth in the Rule may include particular employees of the
Company or of any of its Subordinate Company qualified to the conditions set
by the Board of Directors or, by the person duly authorized by the Board of
Directors.
第一條 目的
本公司為為激勵員工及提昇員工向心力，留任公司所需之科技及專業人才，於不違反開曼
群島應適用法律的情形下，依據證券交易法第28條之2第1項第1款及金融監督管理委員會發
布之「上市上櫃公司買回本公司股份辦法」等相關規定訂定本辦法。本公司的“庫藏股”
轉讓予“員工”，除依有關法令及公司章程規定外，悉依本辦法規定辦理。本辦法所稱之
“員工”，得包括符合董事會或其授權之人所訂條件之本公司及從屬公司員工。
Article 2 Type of shares to be transferred, Rights and Obligations after
transferring
The Employee (“Transferees”) shall be transferred the common shares of the
Company, except as otherwise provided for in the Rules and relevant laws, the
rights and obligations of the transferred common shares are the same as the
Company’s original common shares.
第二條 轉讓股份之種類、權利內容及權利受限情形
本次轉讓予員工之股份為普通股，其權利義務除有關法令及本辦法另有規定者外，與其他
流通在外普通股相同。
Article 3 Transfer Period
The shares bought back by the Company shall be transferred in one lot or
installments within five years from the date of buyback in accordance with the
Rules.
第三條 轉讓期間
本次買回之股份，得依本辦法之規定，自買回股份之日起五年內，一次或分次轉讓予員
工。
Article 4 Eligibility requirements for transferees
Subject to Article 5 in the Rules, a full-time Employee must be employed by
the Company or by any of its Subordinate Company meeting certain specific
requirements recorded before the subscription qualification record date, and
shall be proposed and selected by the Chairman to be eligible for being
Transferees.
For the preceding "Subordinate Company" shall have the meaning given in
Articles of Association of the Company:
(a)of which the Company holds a majority of the total number of issued voting
shares or to which the Company contributes a majority of the total capital
amount; or
(b)over which the Company has direct or indirect managerial control of the
personnel, financial or business operations.
第四條 受讓人資格
凡於認股基準日仍在職之本公司及符合一定條件之控制或從屬公司之全職員工，經提報董
事長同意，得依本辦法第五條之規定，享有認購資格。
前項所稱"從屬公司"係依公司章程所訂之：
(a)公司持有他公司有表決權之股份或出資額超過他公司已發行有表決權之股份總數或資本
總額半數者；或
(b)公司直接或間接控他公司之人事、財務或業務經營者。
Article 5 The Number of shares allowed for subscription
The number of shares to be allocated to whomever an employee shall be
considered and decided, by reference to their seniority, rank of position,
performance, past contribution and expected contribution in the future,
special achievements, etc. and the total Treasury Shares held by the Company
and the maximum volume of Treasury Shares to each employee, and shall be
evidenced by agreements in such form for allowed subscription.
第五條 員工得認購股數
實際得為認股權人之員工及得認股之數量，將參酌年資、職級、工作績效、過去及預期未
來貢獻或特殊功績等，並兼顧認股基準日時公司持有之庫藏股總額及單一員工認購股數之
上限等因素，另行訂定員工得受讓股份之權數。
Article 6 Procedures of shares transfer
1.Upon the approval of Board of Director (the Board), the Company shall
repurchase its own shares in accordance with the reported number and price
ranges of the shares to be repurchased within the period specified in the
resolution.
2.By the authorization of the Board in accordance with the Rules, the Chairman
of the Company shall determine and announce the subscription record date, the
number of shares allowed for subscription, the payment period for the
subscription, a description of the rights attaching thereto, and any
restrictions on such rights etc.
3.The Company shall collect the shares that be actual paid and subscribed, and
proceed the share transfer and registration process.
第六條 轉讓程序
1.依董事會之決議，公告之股數及價格範圍、申報並於執行期限內買回本公司股份。
2.董事會授權董事長依本辦法訂定及公布員工認股基準日、得認購股數標準、認購繳款期
間、權利內容及限制條件等作業事項。
3.統計實際認購繳款股數，辦理股票轉讓過戶登記。
Article 7 Agreed transfer price per shares
Treasury Shares transferred by the Company to employees shall be at the
average actual repurchase price unless, prior to transfer, the number of the
Company’s issued shares increases or decreases, in which case a price
adjustment commensurate with the ratio of the increase in issued shares is
allowed.
Adjustment formula of the transfer price:
adjusted Exercise Price = (Exercise Price before adjustment × number of issued
and outstanding Shares + subscription price per new Share ×number of new
Shares) / (number of issued and outstanding Shares + number of new Shares)
第七條 約定之每股轉讓價格
公司庫藏股轉讓予員工，以實際買回之平均價格為轉讓價格。惟在轉讓前，如遇有公司已
發行之普通股股份增加或減少，得按發行股份增減比率調整之。
轉讓價格調整公式：
調整後認股價格＝(調整前認股價格×已發行股數+每股繳款金額×新股發行股)/(已發行股數
＋新股發行股數)
Article 8 Rights and Obligations subsequent to execution of the transfer
Except as otherwise provided by relevant laws, the rights and obligations of
the subscribed shares, subsequent to execution of the transfer, are the same
as the Company’s original common shares.
第八條 轉讓後之權利義務
本次買回股份轉讓予員工並辦理過戶登記後，除另有規定者外，餘權利義務與原有股份相
同。
Article 9 Other important agreements
1.The Rules and any amendment to these Rules shall be effective upon approval
by the Board of Directors, the resolution and the implementation thereof shall
be reported in the subsequent Shareholders’ meeting.
2.Any other matters not set forth herein shall be dealt with in accordance
with the applicable laws, regulations and the Company’s Articles of
Association.
第九條 其他重要約定事項
1.本辦法經董事會決議通過後生效，並得報經董事會決議修訂。本辦法之決議及執行情形
應提報最近一次之股東會報告，修訂時亦同。
2.本辦法如有未盡事宜，悉依相關法令及本公司章程規定辦理。
15.「上市上櫃公司買回本公司股份辦法」第十一條規定之轉換或認股辦法:
不適用。
16.董事會已考慮公司財務狀況，不影響公司資本維持之聲明:
安瑞科技股份有限公司董事會聲明書
一、本公司經台灣時間2019年8月 9 日第四屆第八次董事會三分之二以上董事之出席及出
席董事超過二分之一之同意通過，自申報日起二個月內於集中交易市場﹙證券商營業處
所﹚買回本公司股份1,200,000股。
二、上述買回股份總數，僅占本公司已發行股份之百分之2.35，且買回股份所需金額上限
僅占本公司流動資產之百分之2.59，茲聲明本公司董事會已考慮公司財務狀況，上述股份
之買回並不影響本公司資本之維持。
三、本聲明書業經本公司上述同次董事會議通過，出席董事七人均同意本聲明書之內容，
併此聲明。
立書人
安瑞科技股份有限公司
日期：2019年8月 9日
17.會計師或證券承銷商對買回股份價格之合理性評估意見:
安瑞科技股份有限公司
買回股份區間價格合理性會計師評估意見書
安瑞科技股份有限公司為激勵員工及提升員工向心力，擬買回該公司股份轉讓予員
工，爰經董事會民國108年8月9日決議，計畫依證券交易法第二十八條之二規定，於民國
108年8月12日至民國108年10月11日間執行買回公司股份1,200仟股，並依「上市上櫃公司
買回本公司股份辦法」第二條規定，訂定其買回股份區間價格為6.98元~16.13元，且當公
司股價低於所定區間價格下限時，將繼續執行買回公司股份。
上開所訂買回股份區間價格所依據之財務資料，業經本會計師予以評估竣事，茲將評
估情形說明如下：
一、訂定買回股份區間價格所依據之財務資料：
安瑞科技股份有限公司董事會參考財政部證券暨期貨管理委員會發布之「庫藏股疑義
問答彙整版」之規定，訂定買回區間價格如下：
(一)買回區間價格之上限：
1.依收盤價計算之上限：
(1)董事會決議前十個營業日之平均收盤價＝10.32元
(2)董事會決議前三十個營業日之平均收盤價＝10.75元
(3)max【1；2】＝10.75元
(4)10.75元×150%＝16.13元
2.依面額與每股淨值計算之彈性上限：
(1)面額＝10元
(2)每股淨值＝13.79元
(3)min【1；2】＝10元
3.其他考量因素：安瑞科技股份有限公司為激勵員工及提升員工向心力而轉讓股權予員
工。經考量同業盈餘股價比、目前市場狀況及產業前景，故定16.13元為買回區間上限。
4.買回區間價格之上限＝16.13元
(二)買回區間價格之下限計算：
1.董事會決議當日收盤價＝9.97元
2.9.97×70%＝6.98元
3.其他考量因素：安瑞科技股份有限公司為激勵員工及提升員工向心力而轉讓股權予員
工。經考量同業盈餘股價比、目前市場狀況及產業前景，故定6.98元為買回區間下限。
4.買回區間價格之下限＝6.98元
5.彈性條款：股價若跌破買回區間價格下限，董事會決議仍將繼續買回股份。
(三)上述買回區間價格計算所引用之財務資料，經核對計算尚無不符。
二、依買回區間價格買回公司股份後，對公司之財務狀況之可能影響及變動情形：
擬制性資料
董事會決議前最近期 假設計畫買回公司 假設計畫買回公司
（108年度第2季）經 股份均依買回區間 股份均依買回區間
會計師核閱之財務報告 價格下限買回 價格上限買回
資產總額（仟元） 1,026,753 1,018,377 1,007,397
股權淨值（仟元） 694,497 686,121 675,141
發行且流通在外股數 50,357 49,157 49,157
（仟股）
每股淨值（元）（按期 13.79 13.96 13.73
末流通在外股數計算）
每股盈餘（元）（按期 (1.83) (1.90) (1.90)
末流通在外股數計算）
負債比率（％） 32.36 32.63 32.98
股東權益報酬率（％） (22.74) (22.87) (23.04)
速動比率（％） 380.60 376.03 370.03
流動比率（％） 417.02 412.45 406.45
現金流出（仟元） 84,725 76,349 65,369
依上表所示，安瑞科技股份有限公司依所定買回區間價格執行買回股份，除造成現金
流出致公司之資產總額及股權淨值減少外，餘對公司之財務結構並未產生重大影響或變
動。
勤業眾信聯合會計師事務所
會計師 郭 俐 雯
中 華 民 國 108 年 8 月 12 日
18.其他證期局所規定之事項:
無。
